Contents

• Editor's Preface
• Egolessness (Nyanatiloka Mahathera)
• Self (G.N. Lewis)
• Physical and Biological Aspects of Anattaa (Edward Greenly)
• The Spell of Narcissism and the Anattaa Doctrine (M.W. Padmasiri de Silva)
• Extracts from the Sa"myutta Nikaaya Dealing With Egolessness (Nyanatiloka Mahathera)
• The Advantages of Realizing the Doctrine of Anattaa (Ledi Sayadaw)
• Is There a Self or Not? (from the Sa"myutta Nikaaya)
• The Search for a Self or Soul (Chas. F. Knight)
• Personality (from The Quest for Proust; André Maurois)
• Soul and Substance (William Gilbert)
• The Unique Gateway (extracts from the Tattva Sangraha and its commentary)
• Anattaa According to Theravaada (Ñanamoli Thera)

Editor's Preface  

The present volume on anattaa concludes the treatment of The Three Basic Facts of Existence (or The Three Characteristics) within The Wheel series. Though the Buddha's teaching on not-self has been treated quite often in these publications it was felt that some more material from sources not easily accessible to the general reader should be offered here. From different angles, these essays and translations will throw light on that central teaching of Buddhism, anattaa. As the earlier books on anicca and dukkha, this volume, too, concludes with a concise and systematic treatment of the subject by the late venerable Ñanamoli Thera, which is a valuable guide to the source material as well as to a deeper study of this profound doctrine.

The diverse renderings chosen by the individual authors for the key term anattaa or nairaatmya (Skt.) have been retained. Hence it should be understood by the reader that egolessness, soullessness, impersonality and not-self all stand for the Pali term anattaa (Sanskrit: anaatma or nairaatmya).

— Nyanaponika Thera

Egolessness (Anattaa)  

by Nyanatiloka Mahathera

More and more the noble teaching of the Buddha seems to be on the way to conquer the world. More than ever before, the Buddhists are working for its propagation in nearly all the countries of the earth. Especially in India, the birth place of Buddhism, whence it disappeared for nearly a thousand years, Buddhism has again made its entrance and gained a firm footing, and with rapid strides it is ever gaining more and more ground. One therefore should rather think it a good omen that India, having regained its independence, has adopted as its emblem the Buddhist Four-Lion symbol of Emperor Asoka, and that, at the proclamation of the Indian Republic, behind the presidential throne, crowned with this Buddhist emblem, there appeared the Buddha's statue.

Also all over Europe and America a mighty Buddhist wave is set in motion, which no longer can be kept back and suppressed and which, sooner or later, will flood the world with its beneficial influence. The world is no longer satisfied with dogmas based on blind belief. Everywhere in the world there is found today a striving for freedom and independence, externally and internally; and ever more the thinking man feels that the destinies of beings are not dependent on the omnipotence and infinite goodness of an imaginary creator, but that they rest entirely on the beings themselves. It is in Buddhism that one may find the true answers to many of the problems that are troubling men, and which they wish to get solved. Everybody knows that Buddhism is not a revealed religion and not based on blind belief, but that it is a doctrine to be realized by man's own understanding, a doctrine that makes man free and independent in his thinking, and assures him of happiness and peace.

But of one thing I wish to warn all those who are working for the propagation of Buddhism, namely: not to allow themselves to be influenced or carried away by seemingly identical theosophical, Christian, or what is still worse, materialistic teachings. For all these are, in essence and substance, very often diametrically opposed to the Buddha's doctrines and prevent a real understanding and realization of the profound law discovered and proclaimed by the Buddha.

The most crucial point for most men seems to be the Buddha's fundamental teaching of phenomenality, egolessness and impersonality of existence, in Pali anattaa. It is the middle way between two extremes, namely on the one hand the spiritualistic belief in an eternal ego-entity, or soul, outlasting death; on the other hand the materialistic belief in a temporary ego-entity becoming annihilated at death.

Therefore it is said: There are three teachers in the world. The first teacher teaches the existence of an eternal ego-entity outlasting death: that is the Eternalist, as for example the Christian. The second teacher teaches a temporary ego-entity which becomes annihilated at death: that is the annihilationist, or materialist. The third teacher teaches neither an eternal, nor a temporary ego-entity: this is the Buddha. The Buddha teaches that, what we call ego, self, soul, personality etc., are merely conventional terms not referring to any real independent entity. And he teaches that there is only to be found this psychophysical process of existence changing from moment to moment. Without understanding the egolessness of existence, it is not possible to gain a real understanding of the Buddha-word; and it is not possible without it to realize that goal of emancipation and deliverance of mind proclaimed by the Buddha. This doctrine of egolessness of existence forms the essence of the Buddha's doctrine of emancipation. Thus with this doctrine of egolessness, or anattaa, stands or falls the entire Buddhist structure. Indeed, for anyone who wishes to engage in the study of the Buddhist scriptures, the best thing would be, from the very start, to get himself acquainted with the two methods, in which the Buddha taught the Dhamma to the world. The first method is the teaching in conventional language; the second method is the teaching in philosophically correct language. The first one relates to conventional truth, the second, to truth in the ultimate sense.

Thus, whenever the Buddha uses such terms as I, person, living being, etc., this is to be understood as conventional speech, hence not correct in the highest sense. It is just as speaking of the rising and setting of the sun, though we know thoroughly well that this does not correspond to reality. Thus the Buddha teaches that, in the ultimate sense, amongst all these psychophysical phenomena of existence there cannot be found any eternal or even temporary ego-entity, and hence that all existence of whatever kind is something impersonal, or anattaa.

In this connection I would like to emphasize the fact that this fundamental doctrine of egolessness and emptiness is not, as some misinformed Western Buddhists assert, only taught in the southern school of Buddhism, but that even in the so-called the Mahayana schools it forms a most essential part. Without this teaching of anattaa, or egolessness, there is no Buddhism; and without having realized the truth of egolessness no real progress is possible on the path to deliverance.

The Buddha is, in every respect, a teacher at the golden mean, ethically as well as philosophically. From the ethical standpoint, for example, the Buddha rejects two extremes: the way of sensual pleasures and the way of self-torture. From the philosophical standpoint he rejects eternity, as well as temporariness of an ego entity. Just so he rejects belief in an absolute identity and an absolute otherness of the various stages of the process of existence. He rejects the determinism, as well as the belief in chance. He rejects the belief in absolute existence and absolute non-existence; likewise in freedom of will, as well as in unfreedom of will.

All these things will become clear to one who understands the egolessness and conditioned nature of all phenomena of existence. On the understanding of these two truths depends the understanding of the entire doctrine of the Buddha. Hence the understanding and final penetration of the egolessness and conditionedness of all phenomena of existence are the necessary foundation to the realization of the noble eightfold path leading to deliverance from all vanity and misery, namely: right understanding, right thought, right speech, right bodily action, right livelihood, right effort, right mindfulness, and right concentration of mind. Only this golden middle path, based on these two kinds of right understanding, namely of "egolessness and conditionedness," can alleviate and destroy these vain illusions of "self" and craving, which are the root-causes of all war and bloodshed in the world. But without these two kinds of understanding there is no realization of the holy and peaceful goal pointed out by the Buddha. There are however, to be found various would-be Buddhists in the West who are attached to an imaginary Great Self, and who uphold that the Buddha did in no way reject the view of an "eternal Atman," or soul, behind and independent of the phenomena of existence, and who believe that the Mahayana texts teach such a doctrine. Such assertions, however, do not in the least prove correct, for neither do the Pali texts, nor the early Mahayana texts proclaim an eternal self. Any reader, who is unbiased in mind and free from prejudices, can never from a study of the Buddhist scriptures come to the conclusion that the Buddha ever taught any such ego-entity within or outside the corporeal, mental and spiritual phenomena of existence. Nowhere in the world can there be found such an entity, as was clearly pointed out by the Buddha.

Regarding the questions whether the Holy One will continue after death, or not continue etc., the Buddha says that all such questions are wrongly put. And why? Because what is called the "Holy One" is here only a conventional term and refers to no real entity while in reality there is only to be found a process of corporeal, mental, and spiritual phenomena. In another text, therefore the Buddhist asks a monk, whether he considered corporeality as the Holy One, or the feelings, or the perceptions, or the mental formations, or consciousness. Or whether he believed the Holy One to exist within these five groups of phenomena or outside thereof. Or whether all these phenomena heaped together were the Holy One. And denying all these questions, the Buddha further said that, even during lifetime, the Holy One could not be discovered in reality, and that therefore it would be wrong to ask whether the Holy One will continue or not continue after death, etc. Thus, no entities are existing in the world, but only ever-changing processes. The Buddha further says: Only because man does not understand corporeality, feeling and the other mental and spiritual phenomena being impermanent, unsatisfactory and impersonal (aniccaa, dukkha, and anattaa), and does not understand their conditioned origin, their extinction, and the path leading to their extinction, therefore he will think that the Holy One does continue, or does not continue after death etc. This, therefore, is the reason why the Buddha did not answer such questions.

According to Buddhism, the whole of existence is comprised in the five groups of phenomena mentioned above, or still more briefly expressed in the three groups: corporeality, consciousness, and the mental factors. And within these three groups are comprised the only and ultimate things given, though also these again are mere fleeting and evanescent phenomena, flashing up for a moment, in order to disappear immediately thereafter forever. Thus whenever in the Buddhist scriptures mention is made of I, self, living being, etc., even of the Buddha, these expressions accordingly are used merely as conventional terms, without referring to any real entities. Therefore the Buddha has said: "It is impossible, it cannot be that a man with real understanding should ever consider anything as a real entity."

He who does not understand the egolessness of existence, and who still attached to ego-illusion, such a one cannot comprehend and understand the four Noble Truths of the Buddha in the true light.

These four truths are:

1. the truth of the impermanency, unsatisfactoriness and impersonality of existence;
2. the truth that repeated rebirth and misery are rooted in self-illusion and craving for existence;
3. the truth that through the extinction of all self-illusion vanity, and craving, deliverance from all rebirth will be attained;
4. the truth that the eightfold path, based on right understanding, is the path leading to this goal.

He who has not penetrated the ego-illusion and is still attached to self-vanity will believe that it is he himself that suffers, will believe that is he himself that performs the good and evil deeds leading to his rebirth, that it is he himself that will enter Nirvana, that is he himself that will bring the eightfold path to perfection.

Whoso, however, has fully penetrated the egolessness of existence, knows that, in the highest sense, there is no individual that suffers, that commits the kammic deeds, that enters Nirvana, and that brings the Eightfold Path to perfection.

In the Visuddhi Magga it is therefore said:

Therefore, wherever the doctrine of the egolessness of all existence is rejected, there the Buddha's word is rejected. But wherever, through penetration of the egolessness of all existence, the ego-vanity has reached ultimate extinction, there the goal of the Buddha's teaching has been realized, namely: freedom from all vanity of I and Mine, and the highest peace of Nibbaana.

Self  

by G.N. Lewis

If something is yours you have power over it; you can make it into whatever you wish. It will change according to your plans.

But have you power over your self? Can you make your body larger or smaller or let it be this or that as you desire?

If it is not governed by your power but by its own laws and processes then it is not yours. If it were the body would not be involved in sickness for you would be able to make it be whatever you wished. Admittedly one has control over the body to an extent but not as much as one has over this house or any other possession. Why?

Your body was once very much more delicate and smaller than it is now. Now it is bigger and stronger. It will get weaker and degenerate later on. This body which you call yours — has it developed and deteriorated according to your will? Or perhaps the question of ownership does not arise — the body being subject to the same laws of nature as everything else, i.e., birth, decay, and death.

If this is so, should one be concerned or unconcerned regarding the body? If neglected, the natural processes of destruction act quickly, disease and death soon resulting. Therefore food, exercise, and clothing must be used to maintain it and to stop the natural processes being accelerated.

Do people feed and dress the body for maintenance only, and, if not, why? Take a person who dresses only to keep his body protected from the elements. What's wrong with this? Should he be criticized and, if he is, for what? Because others don't dress similarly doesn't mean he's doing something wrong. Someone may say he looks ugly and unsightly but how did we learn what ugliness was in the first place? Is the person criticizing him or his clothes? Well, "him" is not the body; the person criticizing him is not taking offense at the body but just at the clothes.

This is where opinion together with vanity creep in and facts become concealed.

Leaving the body let us turn to another aspect of self — feeling.

Say a man tries to grasp something which continually slips through his fingers. Can he say that thing is his? He tries to keep it but he can never clutch it solidly and he would never dream of calling that thing his own.

But say he has a fountain pen. That really seems to be his own. It is always with him and it keeps its shape and doesn't change very much.

How about feelings — happiness, indifference, and pain? Are not these like the first example? How can we ever say feelings are our own? If they were, happiness would be ours for the rest of our life and not an illusive thing which comes and goes against our wishes.

Body is born, it decays and dies. Likewise we find on investigation that exactly the same is true for feelings. The body does not come from nothing. It starts off by the fusing of two cells from mother and father. By way of nourishment it grows and develops. Then it dies.

Feeling is born of sense-impingement; e.g., eye and material shape lead to sense impingement, which leads to visual consciousness which leads to feeling — pleasant, indifferent or painful according to whether or not what has been seen is liked or disliked as a result of past experience.

Thus we see how feeling is born. But this feeling changes. If a painful feeling arises we are not content but crave to get away from it. Alternatively if we have perceived something that gives a pleasing feeling we long to keep this feeling and try to possess whatever has caused it to arise.

Why don't feelings last? Because the very things from which they arise do not last. Therefore if we do not grasp after feelings we never suffer. Feelings are continually born and continually die but the body takes a long time to do so.

If we cannot call body our own, how much less so is this true of feelings?

Let us now examine a third aspect of ourselves — perception.

What do we perceive and is it we who actually perceive? Perception is the recognition of sense-impingements. How is it born?

I hear a loud noise and recognize that a door has been slammed. What is the basis of this recognition? Firstly, without the ear no sound would be heard; therefore the ear is a necessary basis. The sound impinges on the ear, this being sensory impingement. From this perception arises, but like feelings it does not last and soon dies away, another rising in its place. Do I enter into this perception? Do I perceive the door slamming? No. We have definitely seen that perception arose of its own accord, with oneself not being involved at all. Well, if body, feeling and perception are not "me," what is?

Before this can be answered there is yet another aspect of ourselves and this is volitional action. Here surely we shall find our true self. I say to a friend "I am going to do that" and I keep to what I've said. Here it appears a deliberate choice has been made between doing two specific things: either I will or I won't. How does the will or act of choosing arise, or is it there all the time? Does it only come into force when we have to make a choice? On investigation we find that this is so; for example: I'm going to ride my bicycle tonight. This is a deliberate choice. I could have gone to the cinema or for a walk. Why did I choose riding? Does volition come into this at all? What other volitional tendencies are there?

I have killed a man. Surely volition was there. But if I ask myself why I wanted to kill him, several interesting things come to light. For argument's sake let us say he murdered my wife. I was very attached to her. He took something away from me which I wanted. Missing the pleasurable feelings which were continually aroused by my wife's company, a painful feeling took its place when I lost her and I craved to get the former feeling back. The only satisfaction for me was to get rid of the object (the man) which caused the painful feeling to arise and therefore I killed him.

So we see from this example that the volitional drive (the desire to kill) had a basis for arising and we see also that after arising it passed away on completion of its primary object (the death of a man).

Volition therefore is a conditioned force directed specifically toward something, e.g., I can arouse myself to apply my mind to something. But, as just proved, volition is a conditioned phenomenon. Can I therefore be equated with volition? If so, I only exist when volition is present; when it passes away I die also. But we say we are present all the time — therefore I cannot be equated with volition.

In conclusion we can state that if I say, "I'm going to do this or that," what this really means is that this or that is going to be done, not by me but through cause and necessity.

Well, we still have not found ourselves; yet there is only one more aspect of ourselves to consider — consciousness.

Are you conscious, am I conscious? "Yes," is the usual immediate answer. If this were not so you would say, "I'd be unconscious." Can you be conscious without being conscious of anything? Most people would say not. Let us find out what are the factors involved in being conscious.

Can one be conscious without a body? Not that we know of, so we can assume from this that consciousness arises dependent on the body. Will there be consciousness if no sense-organs are in the body? We can categorically state that there will not be. So our second step is that consciousness is dependent on the sense-organs. Will there be consciousness with body and sense-organs and no internal or external sense-impingement? Again we can say definitely, "No." Given sense-impingement shall we be conscious? Yes, but it will not be a very meaningful consciousness. We shall see a conglomeration of colors, hear noises, smell things, have bodily sensations, and taste things, but not be able to recognize them. If perception is missing one cannot say, "I am conscious."

We have already discussed perception and shown that it is not one's real self. Sense-consciousness, together with perception, gives us our awareness of things, but is there an "I" who is aware? If you say, "I am conscious of a vase of flowers on the table," are you really conscious of it? By our investigation we have tried to show that you do not enter into is at all and that consciousness, like all the other aspects of self, has birth, decay, and death.

To fall into the delusion that the body, feelings, perception, volitional action, and consciousness are you is to suffer because unfortunately they are not of you and you are not of them, and you cannot expect them ever to give satisfaction for very long.

In conclusion I would say that the more disgusted one becomes with compounded things the closer one gets to things that give lasting happiness.

— From "The Maha Bodhi," May 1964.

Physical and Biological Aspects of Anattaa  

by Edward Greenly

The labors of a succession of devoted scholars, from Turnour to Rhys Davids, has now made impossible, at any rate for all serious students of religion, the cruder misconceptions of Buddhism that were current in Europe at the end of last century. Its deeply intellectual character, its unique and unsullied record of tolerance, its priority (relatively to the Mediterranean systems) of five centuries in promulgation of the higher ethic, all these things are now widely known.

And yet in spite of all this, even among such as are devoid of prejudice, it is seldom that one meets with a real, penetrating understanding of the Teaching. To some its philosophy, to others its influence, appear alike unintelligible.

Now the source of this perplexity, it may safely be affirmed, is, invariably, a failure to apprehend that characteristic and central doctrine or principle of Buddhism that is summed up in the Pali term anattaa. Without this, there must appear to be an unbridgeable gap in the Buddhist doctrine of causation, its power over the hearts and lives of men must seem incapable of explanation, its final goal still present the insoluble enigma that it has for long presented to the European mind. Anattaa once comprehended, however, all whether thought or practice, is clear and open. That is the key that unlocks the secret, the way to the heart of the Buddhist mystery.

The term is generally explained as meaning "denial of the soul"; and yet such a translation is apt to be somewhat misleading to a European. For it involves, in a certain sense, both less and more than that. It does not by any means imply, for example, that "death ends all" in the sense of some of the Western schools. And on the other hand, the idea of a "soul" is but a part, though indeed the most important part, of the great body of conceptions which it denies.

Taken in connection with aniccaa, the principle of impermanence, that which it denies is the idea of separate and abiding substance in anything whatever in the whole unbounded universe, whether psychical or physical. Psyche, of course, was the particular kind of substance which the Buddhist teachers had in view, and its proper treatment is, naturally, psychological. But every kind of substance comes under the same condemnation; and, as the Western mind of today is far more at home in, and thinks far more clearly and powerfully upon, physical affairs, a consideration of some of the physical and biological aspects of anattaa is likely to be the best possible preparation for an understanding of those psychical aspects of it which the Buddhist teachers so earnestly labored to convey, the more so as such cases are, it should most clearly be understood, not "illustrations" or analogies only; they are actual examples of the principle itself.

Consider such a phenomenon as a rainbow. To the unsophisticated mind, a rainbow is just as real as any other object, much more vivid and real than the faint and distant hills that lie beyond it. A child, indeed, filled with longing, will beg that it may be given to him, that he may have and hold and possess for himself this beautiful and brilliant thing. Later on, he learns something of its real nature, learns that there is in it no "thing" whatever capable of being so held; that it is but a conditioning of certain rays of light and drops of water, and has no existence in itself at all.[1] That is precisely, the anattaa doctrine. The rainbow is anattaa. This step in sound philosophy every sane adult is taught to take. How many take any further steps? For most, "the cares of life and the deceitfulness of riches" — riches often of another world as much as of this — occupy the mind entirely, and there is no desire for further knowledge. Yet to some, one day to all, the question cannot but arise — "If this be so, if the rainbow be but a conditioning, how about the things of which it is a conditioning? How about the light and water? Surely those are real enough?"

Very well, then. The light, first, what is that? Little as we all know, we know enough to answer that it is an undulation or vibration, a particular kind of very rapid movement of something. But what is this but just the very answer that was given to the child about the rainbow, given to the adult about the light? Just as that rainbow was a conditioning of the light and had no existence in itself, so now the light proves to be a conditioning in its turn, to have no more existence in itself than the rainbow had. The light, too is anattaa. Yet, if it be an undulation of what is it an undulation? Of the ether. [2] And what is this ether? Here we are getting near the limits of our knowledge. Yet this much can be said, that it is not matter. It is not this, it is not that, it is not the other — to any question concerning it, such are the replies: and yet it is not non-existence. Seek it, and it vanishes from the grasp of the mind, just as the rainbow and the light did in their turn. It is the very type of insubstantiality, of anattaa.

The water, however: that at least is tangible and substantive enough. Here is existence in a way that cannot be denied. Go far enough to north or south, and water will react to even the Johnsonian fist. Nevertheless, let it but feel the touch of a lump of sodium, or even of a few inches of hot copper, and where is it? Vanished utterly, and in its place two things that are no more water than it or light were rainbow. Water in itself, then, is not and never was — nothing "was" but a particular conditioning of these other things, this hydrogen and oxygen, as we call them; and "water" is but a name for such conditioning. Nor need we even think that this water-conditioning is the rule, and the water-abolishing experiments mere curious exceptions. Throughout the whole vast universe that is visible to us, only in a score of tiny specks is that the case. Not for one fleeting moment in the great star that daily lights us, or in a single one of the millions of its peers in the depths of space, could the water-conditioning hold good.

Both the constituents of the rainbow, therefore, are as truly anattaa as the rainbow itself. As in the case of the first constituent, however, the question leads us further. What of these elements, this hydrogen and this oxygen, into which the water has resolved itself? Well, it is true that, misled by the unsound views of the nature of things in which they were brought up, many, probably most, chemists did, for a long time, think that in the ultimate combining particle, the "atom" of such elements, real, separate, and abiding substance had at last been hunted down.

Not all, indeed, were so deceived. Hardly had the atomic theory been formulated, when discerning minds began to seek, first by one means, then by another, for that of which the atom must be but a compounding. The time had not come, and they were baffled. How in the last few years they have been completely justified, how abiding substance eludes us no less in the atom than it does elsewhere, has been already told elsewhere.

The hydrogen and oxygen, therefore, are in their turn nothing but conditionings of something else, and when we inquire concerning that of which they are conditionings, then, as we have done to the ether, we can give to it a name, we can show that it must behave in such and such a way; but the moment that we attempt to lay the profane finger of thought upon it, and say that it is this or that, it is gone.

As of the rainbow, so of all things: process there is, conditioning there is, but nowhere the least trace of substance, nowhere the least trace of "self."

That is the anattaa doctrine as exemplified by matter.

According to the theory of the soul, familiar to all of us from our childhood, each living body, at any rate each living human body, is inhabited and informed by a single psychic entity, the thinker of all its thoughts, doer of its deeds, and director of the organism generally. In Christianity, until very lately, such a soul was ascribed to human beings only; animals had no souls. For them death ended all, without even the hope of a future life in which might be redeemed some of their unmerited sufferings; and the present writer well remembers his passionate yearnings as a child after a larger hope for some of the dear animals he loved so well, and remembers the quenching of this hope by his orthodox instructors.[3]

The Roman Catholic Church still holds valorously to this ancient orthodoxy,[4] but the rapidly-growing feeling of compassion for animal suffering that has sprung up in the Western world during the past hundred years, and is one of its kindliest and noblest features,[5] has, outside the Roman pale, begun to modify opinion, and souls are now postulated for at any rate the higher animals.

Concurrently with this, an influence of a different kind has accelerated the movement of men's minds in the same direction. This comes from the acceptance, now general, of the theory of evolution. Fear for the existence of the human soul was the motive, indeed, of much of the early opposition to that theory, but now that resistance is no longer possible, it is coming to be felt that a worthier way out of the difficulty is to be found in the concession of a soul to these our fellow-beings. The inter-relationship and unity of all life left, indeed, no other way, if the soul theory was to be held at all.

The unity of life, however, has other bearings very searching, some of them, upon the whole question and a consideration of these may throw some light upon animistic views in general.

For there is no stopping at the higher animals, still less at those who are our especial friends and lovers. If we concede a soul to a dog, so must we also to a wolf; if to a cat, then also to a tiger. Nor can we call a halt at any place, as, passing from these sensitive and splendid beings, we descend lower and lower through the mammalia till we reach the very humblest of the primitive marsupials. But the mammalia form but one of the branches of the Tree of Life; bird, reptile, fish put in the same claim, and it cannot be denied to them. Not even the lowly Amphioxus brooks the refusal of a soul, and he, standing at the confines of his kingdom, opens the gates to the still vaster and dimmer armies of the life we call Invertebrate. To cut an almost endless story short, we find even here no place at which to stop, and are fain to concede at last that the microscopic protoplasmic cell-units called the protozoa are as able to make good their title as the lordliest of the mammalia. Besides, if we were inclined to pass them by with a De minimis non curat lex, they could reinforce their claim, by pointing out that man himself enters upon his existence as a protozoan unit indistinguishable from themselves, and that if this unit contains a soul, why should not each of them contain one likewise?

There is another curious consideration. If my soul enters upon existence along with me, and is mine and no one else's, so also does any other being's even such as a protozoan's, and it is his soul and no other protozoan's. Now, man propagates his kind at an exceptionally slow rate, but the rate of increase in the lower ranks of life is prodigious. Statisticians amuse themselves sometimes by computations of the progeny of a single cod-fish in quite a moderate space of time, and the results are astonishing. But the multiplication of the protozoa proceeds by geometrical progression, so that, without books at hand, I am afraid to quote the shortness of the period in which one such will have given rise to millions. The influx of new souls into this world alone, therefore, is proceeding at a rate beyond all power of numbers to convey, and when we reflect that this has been going on throughout the whole of geological time, the conception is truly staggering.

Well-found indeed must be the ship of speculation that can carry such a freight as that across the stormy seas of modern thought!

So far we have considered the single soul in a single body, such as we ourselves have been taught we are endowed with. But there are cases not so simple. Among the coelenterata and the polyzoa there are, as well as a single hydroid animals, many species of compound ones, in which whole colonies of such beings are united by a "coenosarc" or flesh-body common to them all. What are we to say of the soul in a case of this sort? Shall we ascribe it to the individuals, to the coenosarc, or to the colony as a whole? The individual is just such another as any simple hydroid, yet if we assign to him a soul like that of the simple one, what becomes of the coenosarc, which is just as much alive? Or, if we assign it to the community, then why, to the hydra that is rooted in a coenosarc, should be denied that which is conceded to his cousin who is rooted on a stone? And, as if this were not perplexing enough, sometimes a member of such a community will detach himself from it altogether, and conduct his life on his own account.

To return, however, to the higher beings, ourselves included, with a single body and its single soul. Closely bound up with the theory of evolution are the facts of histology, the structures and relationships, that is to say, of the microscopic units that compose the living being.

Let us consider, first, the corpuscles of the blood. They are of the two kinds, the large white corpuscles, and the smaller red ones. Both are cells, but we will consider just now the white ones. They are minute specks of living protoplasm, constantly changing their shape, moving slowly about, and living upon what they meet with.

Now, amongst the protozoa, animals consisting of a single cell, whose claims to a single soul we were obliged to admit capable of being made good with such irresistible effect, is a creature known as the amoeba. It is a speck of protoplasm that moves slowly about from point to point, changing its shape as it goes along, and living upon any suitable object it can meet with. The white blood-corpuscles, in short, and the amoeba are indistinguishable in composition, aspect and behavior. They differ in nothing but their habitat: the amoeboid corpuscle (as it is called) can make every whit as effective a claim to a single soul as the amoeba.

The one, however, is an independent being; the other an integral part of a most essential portion of our own economy, essential, indeed, for without them the blood cannot perform its functions; and is not the blood, as we have long ago been told, "the life" (Deut. xii,23)? Even if we take refuge in the brain, and seek to locate the soul where thought goes on, to that retreat also they pursue us; for stop the blood, and in a few short minutes thinking ceases.

Clearly there is something wrong. It is evident that the simple-seeming hypothesis of a single soul in a single body hides a world of perplexities and complications. The difficulty of the hydrozoan coenosarc has reappeared in a more subtle form than ever, and that within our own breasts, the very citadel of the soul-hypothesis.

Nor is this even the end of the matter. The relations of the amoeboid corpuscle to the amoeba strike the mind at once, and the lessons that they teach are past mistaking. But the red corpuscle is no whit less a cell, which, were it found elsewhere than in the blood, would pass without challenge as one among many protozoan creatures.

Nay, further still. If we watch through the microscope a drop of pond-water full of paramecium or any other simple animals, it will not be long before we see one of them constrict into a sort of "waist," develop there a medial cell-wall, and part along that into two, each of which proceeds without more ado to go about its own business.[6]

In paramecium and its congeners the new cells leave each other, but in slightly higher animals they remain united along the medial wall, dividing, perhaps, and redividing until we have a tissue or colony of several cells. The members of such a tissue are to the free separating cells as the hydroids of a coenosarcal community to the solitary hydroids. The inner nature of the cell remains the same.

Now, all the tissues of the living body are neither more nor less than just such colonies. Modified in various ways according to the nature of the tissue, here for muscle, here for skin, there for bone, differently again for nerve, and finally in a special way for brain itself: the units of these tissues are, throughout the body, cells, alike in their essential nature, different only in their modifications. The blood corpuscles are just some of these cells which, in order to perform a particular function, remained detached and free to move, like the protozoa. And every activity of the being, physical or psychical, depends entirely on the co-ordinated activities, physical or psychical, of this vast multitude, which indeed no man can number. But each one of these is, as we now perceive, a being to whom, if we set out the hypothesis of souls, it is logically impossible to refuse a separate soul-unit of its own.

Seeking in the first part of this article for the essential, inner self or being of the rainbow, light, water, and their elements, we found that there was not in any one of them any essential self or being whatsoever. Every one of them turned out to be, by its very nature, a conditioning of elements that were not itself, and this held good to the last stages of analysis that knowledge could apply. Every one of them had to be pronounced anattaa.

What have we now found (using a biological analysis) to be the case of the living being? We have found it to be, more conspicuously if possible than even those other phenomena, a conditioning of a vast number of elements that are not one of them itself, dependent absolutely upon these elements, having apart from them and their activities no existence "in itself" whatever.

Beginning with a phenomenon, the rainbow, with regard to which the Anattaa doctrine is already held by every sane adult, we have followed that doctrine and found it to apply to the highest form of existence that we know upon this earth. From the biological point of view, the living being is, and that in a superlative degree, anattaa.

Further treatment of the anattaa subject is, of course, psychological. With that, this article is not concerned. But any sound psychology must be in harmony, not at variance, with biology and physics. Suffice it, then, to say here, that we may be sure that what is biologically compound will not prove to be psychologically simple.

Were we ever inclined to regard the doctrines of anattaa and the khandhas as either fantastic or perverse, we may wonder rather at the discernment which perceived the one, long before biology and physics were, and at the moderation which gave us but five khandhas where modern science would give for one of them alone (viz. ruupa) something much more like five hundred millions! Far more marvellous, however, was that surpassing spiritual penetration that could see, in this compositeness of our nature, nothing less than the balm of sorrow, the justification of the Golden Rule, and life's liberation from the house of bondage.

Parts of this article may have, perhaps, a somewhat polemical expression. Well, argument, if undertaken at all, should be made conclusive and convincing, if that be possible, and should result in intellectual conviction. But intellectual conviction is not religion, it may not even have religion as its consequence in life. Something more is needed. He who discerns not life's pathos and its sorrow, will not find out the Annattaa path of love to sorrow's utter ceasing.

— From "The Buddhist Review," Vol. III, No. 1 (1911).

The Spell of Narcissism and the Anattaa Doctrine  

by M.W. Padmasiri de Silva

The word "narcissism" is derived from a Greek legend. Narcissus in mythology is a beautiful youth who loved no one till he saw his own body reflected in water. Narcissus fell in love with his own reflection; finally he pined away, died, and was turned into the flower of like name.[1] Thus the word "narcissism" derived from this legend has been generally used to refer to a kind of morbid self-love.[2]

The concept of narcissism was woven into psychological theory by Sigmund Freud. Freud himself borrowed this name from Paul Nacke, who used the term to describe a perversion, where "an adult individual lavishes upon his own body all the caresses expended only upon a sexual object other than himself."[3] it was Freud, however, who grasped for the first time the tremendous significance of the concept of narcissism. Freud's essay on narcissism is one of the richest spots in his psychology, unfortunately neglected by his fellow psychiatrists and submerged by the popular image of Freud's work. Freud's essay on narcissism is a little gem which would have been pushed into an insignificant corner in the field of psychological theory, but for the efforts of Eric Fromm who remarks that, "One of the most fruitful and far-reaching of Freud's discoveries is his concept of narcissism. Freud himself considered it to be one of his most important findings..."[4]

In this paper I shall very briefly refer to the Freudian concept of narcissism and then present Fromm's development on this against the background of the anattaa doctrine.

Before his paper on narcissism appeared, Freud made a clear distinction between the sexual instinct (libido) and the ego instinct, or in more popular terms between "love" and "hunger." But he came across an interesting category of patients whose condition presented a great challenge to this distinction between sexual and ego instincts. "We became slowly accustomed to the conception that the libido, which we find attached to certain objects and which is the desire to gain some satisfaction in these objects, can also abandon these objects and set the ego itself in their place," says Freud.[5] More reflection on this point made him realize that a fixation of this kind to the subject's own body and his person was not something accidental, it is probable that this is the original condition of man (primary narcissism) out of which object love develops later without thereby necessarily affecting a disappearance of narcissism.

This conception of narcissism was backed by evidence from a number of sources. In megalomania, we get the subjective over-estimation of self-importance, in dementia praecox we get the magical belief in the "omnipotence of thought." Freud also studied the mind of the infant and the primitive man and here too discovered an expression of narcissism. There are also other situations in life like disease, after an accident, in old age etc., "when the tendency to this withdrawal into self-preoccupation is apt to become pronounced." Normal love is also affected by a great deal of narcissism. The notion of narcissism was used to explain a wide range of distinct phenomena ranging from love, jealousy, and fear to mass phenomena. Continuing on these lines Fromm has worked out the spell of narcissism in group behavior, nationalism, and war. It was due to Fromm's insight that the concept of narcissism was salvaged from its limited base in the libido theory and given a more comprehensive interpretation.

Narcissism in Buddhism and the Writings of Fromm

Fromm himself makes a reference to Buddhism which is extremely significant for an understanding of narcissism. Fromm says that the essential teachings of all the humanistic religions in the world can be summarized in one sentence: "It is the goal of man to overcome one's narcissism. Perhaps this principle is nowhere expressed more radically than in Buddhism."[6] Fromm concludes on these lines that if man sheds the "illusion of his indestructible ego" and the other objects of greed, only then can he be totally open, awake and be fully related to the world.

The illusion of the indestructible ego that Fromm mentions is quite clearly a reference to the Buddhist doctrine of anattaa (egolessness). There is no ego entity existing apart and independently of those physical and mental processes that constitute life.

The illusion of the ego has two basic forms: eternity belief and annihilation belief. The craving for selfish pursuits arises with a false conception of personality, based on the dogma of personal immortality (sassata-di.t.thi), and the craving for annihilation arises with a false conception of personality, based on the annihilationist view (uccheda di.t.thi).[7]

An understanding of the doctrine of sakkaaya-di.t.thi (twenty forms of wrong personality beliefs) helps us to grasp the Buddhist doctrine of egolessness. Where there is a mere complex of corporeality, feeling, perception, dispositions, and consciousness, the individual being subject to the ego illusion assumes the existence of an ego:

1-5: Ego is identified with corporeality, feeling, perception, dispositions, and consciousness.

6-10: Ego is contained in them.

11-15: Ego is independent of them.

16-20: Ego is their owner.

This does not mean that the ego is merely an intellectual construction. The roots of the ego illusion are strong and it is fed by deep effective processes.[8] These processes are dormant proclivities described in the Discourses of the Buddha as the latent desire for continued existence (bhava-raaga anusaya).

Corporeal Overtones of the Ego Concept

The origin of the Freudian concept of narcissism is the point at which Narcissus falls in love with his own body. In relating auto-eroticism to narcissism, Freud says that the ego is first and foremost a "body-ego." Fromm also says that one of the most elementary examples of narcissism can be found in the attitude to the body exhibited by the average person.[9]

The narcissistic relation to one's body has its parallel in the doctrine of the Buddha, where he discusses the operation of personality beliefs (atta di.t.thi) in relation to corporeality. The majority of the people who are not skilled in the doctrine of the Buddha are subject to the ego-illusion associated with their body. This ego-illusion is described in the suttas: These people who are untrained in the doctrine of the Buddha, "regard body as the self (attaaa, Skr: aatman); they regard the self as having a body, body as being in the self, the self as being in the body. 'I am the body,' say they; 'body is mine'; and they are possessed by this idea." The Buddha also says that due to the excessive attachment to the body, when it alters and changes, sorrow and grief set in; thus the doctrine of anattaa is linked to the doctrine of dukkha (suffering).

However, while the body-image concept of the ego dominates the thought of Freud, the Buddha offers a more comprehensive analysis, relating the ego-illusion to feeling, perception, dispositions, and consciousness. To use a phrase of Wolheim, "the corporeal overtones of the ego concept" prevented Freud from presenting a broad base for his theory of narcissism. In fact, Wolheim has pointed out a significant ambiguity in the Freudian analysis of narcissism. Sometimes Freud conceives narcissism as an attraction towards one's own person, and sometimes as an attraction towards one's own body.

Fromm has not merely re-vitalized the Freudian concept of narcissism, but takes it very much beyond this, and brings it close to the doctrine of the Buddha. Not merely does Fromm offer a theory of narcissism which is of interest to the Buddhist, but he quite clearly refers to the doctrine of the Buddha: "The 'awakened' person of whom Buddhist teaching speaks is the person who has overcome his narcissism, and who is therefore capable of being fully awake."[10]

The Narcissistic "Self-Image"

The narcissistic person is not only proud of his body but he has an exaggerated and inflated image of all aspects of his personality: his intelligence, his honor and his wealth, his social standing, etc. "Just as the narcissistic person has made his 'self-image' the object of his narcissistic attachment, he does the same with everything connected with him. His ideas, his knowledge, his house, but also people in his 'sphere of interest' become objects of his narcissistic attachment."[11] As both Freud and Fromm point out, one's narcissistic image about oneself is projected on to the children. This is extended to identification with wider groups, culminating in nationalism.

Karen Horney was quick to point out that at the root of this kind of narcissistic self-image is found a kind of "self-inflation" rather than "self-love," with a need not for love but the admiration of others.

At this point we see the relevance of the Buddhist concept of maana (self-conceit). Self-conceit, according to the Buddha, takes three forms: I am superior to others (seyyo' ham asmi-maana); I am equal to others (sadiso 'ham asmi-maana); I am inferior to others (hino 'ham asmi maana). Maana is one of the fetters that bind man to the ills of existence, and it varies from a crude feeling of pride to a subtle feeling of distinctiveness that prevails till the attainment of arahantship (sainthood).

If a person is proud of his attainments, exaggerates them, and feels infuriated when someone gives a lower estimation of his doings, he suffers from an inflated sense of vanity (maana mada). If he feels frustrated, disappointed and underestimates his attainments he is subject to a kind of inferiority complex. This is similar to what Fromm describes as "depression." "The element of mourning in melancholia refers, in my opinion to the narcissistic image of the wonderful 'I' which has died, and for which the depressed person is mourning."

Pride, vanity and conceit manifest clearly in interpersonal relations, as a reactive expression, as "wounded narcissism." Its mechanism is similar to what Freud refers to as "secondary narcissism." One's wounded narcissism gives way either to an ego collapse, depression and melancholy or to anger and fury.

The Antinomy between Self-love and Love for Others

Apart from discussing the pathology of narcissism and its crippling impact on healthy personality growth, Fromm raises the question whether there could be a kind of healthy self-love, a benign form of narcissism as different from malignant narcissism. Is a certain degree of narcissism necessary for survival? Is there a necessary antinomy between love of self and others?

Part of the problem could of course arise due to the linguistic issues besetting the use of the word "self" in diverse contexts. A grasp of the subtle mechanisms that bear upon the psychology of human motivation can clear up another facet of this issue. Ultimately this might involve a whole philosophical perspective or a way of looking at the universe and man.

Fromm's analysis of this question too can be presented against the background of the Buddhist analysis of the issues involved. The problem arises when we consider love for others and love for oneself as alternatives which are mutually exclusive.[12] Selfishness is not identical with mature self-love. In fact selfishness is caused by a real lack of genuine self-love. "Love, in principle, is indivisible as far as the connection between the 'objects' and one's own self is concerned. Genuine love is an expression of productiveness and implies care, respect, responsibility, and knowledge. It is not an 'affect' in the sense of being affected by somebody, but an active striving for the growth and happiness of the loved person, rooted in one's own capacity to love."[13]

Fromm says that it is only a "symbiotic attachment" which is rooted in one's narcissism. Symbiotic attachment takes two basic forms: that of passive submission (to use a clinical term, masochism), and active dominance (sadism). The masochistic person escapes from the unbearable feeling of separation and isolation by making himself a part and parcel of another person; the sadistic person wants to escape from his aloneness by making another person part and parcel of himself.

From the Buddhist standpoint, a clear distinction could be made between self-devoting motives and self-centered motives. The practice of metta-bhaavanaa is the finest expression of the fusing of self-love and love for others in Buddhism. The meditation of loving-kindness is first developed towards oneself and then radiates towards others. One first starts with the thought, "May I be happy," and then extends it to the welfare and happiness of others.

Even, where a person makes a sacrifice and forgoes certain material benefits for the sake of others, it merely strengthens his self-development. The very nature of the good is such that no one can seek the salvation of others without seeking his own. It is extremely important to mention that Buddhism considers the life of renunciation as the highest expression of the other-regarding instincts. This is very well expressed in the Kindred Sayings:

In the suttas, there is a classification of beings into four types: He who is neither bent on his own profit nor on the profit of another; he who is bent on the profit of another but not his own; he who is bent on his own profits not another's; and he who is bent on the profit both of himself and another.[14] The Buddha considers the last category as the best.

The context in which the Buddha made the analysis cited above may be a little different from the context in which Fromm has made a case for genuine self-love. But I do not see any fundamental difference between the approaches in Buddhism and that of Erich Fromm. It is true that the Buddha was basically concerned with the life of renunciation, and the other-regarding virtues in Buddhism are based on a deeper doctrine of compassion. But if we present the basic human relations presented in a homily to Sigaala, it will be quite clear that even in limited social situations, the Buddha advocates mature human relations which deny any symbiotic attachment[15] of abnormal domination or dependence.

There is however a wider dimension in which the Buddhist analysis of self-love has to be presented. A layman who has made a necessary compromise with life will find it difficult to handle the obtruding ego, while the recluse committed to the path of renunciation will have at his command a more effective therapeutic control over the spell of narcissism. The only way to bridge the gap is to discover significant similarities between the techniques used by the psychiatrist in special "clinical situations" and that the recluse who has made a life-long commitment to a therapeutic procedure of his own.

This short paper is essentially a response to a psychiatrist with vision who has opened a significant dialogue with humanistic religions.

Extracts from the Samyutta-Nikaya  
Dealing with Egolessness

Compiled and translated by Nyanatiloka Mahathera

The "five groups" are a classification, in which the Buddha has summed up all the physical and mental phenomena of existence, and in particular, those which appear to the ignorant man as his ego, or personality. They are: corporeality, feeling, perception, mental formations and consciousness.

It is said in the Visuddhi Magga: "Whenever different parts, as axle, wheels, frame, pole, etc., are combined in a certain manner, we use the conventional designation 'chariot.' But if we examine one part after the other, we cannot, in the ultimate sense, discover anything that can be called a chariot." It is likewise with the five groups of existence (khandha). If they are present, one uses the conventional designation "being" or "personality," etc. But if we examine each phenomenon in its ultimate sense, there is nothing that can form a basis for such conceptions as "I am" and "I." Hence in the ultimate sense only mental and physical phenomena exist.

Visuddhi Magga quotes:

The Advantages of Realizing the Doctrine of Anattaa  
(Anattaanisa"msa)

by The Venerable Ledi Sayadaw, Agga Maha Pandita, D.Litt.

[Extracts from Anattaa-Dipani. Adapted from the translation by U Sein Nyo Tun. From The Light of Dhamma (Rangoon), viii, 2.]

I shall show here the advantages arising from the realization of the characteristic of not-self (anattaa).

If one can clearly perceive the characteristic of anattaa, one achieves the knowledge pertaining to the path of stream-entry (sotaapatti-magga-~naa.na), wherein ego-delusion (atta-di.t.thi) and personality belief (sakkaaya-di.t.thi) are totally eradicated.

Anattaa Realization and Past Kamma

All beings who drift and circle in the long and beginningless round of rebirths called sa"msaara rarely encounter the teachings of a Buddha. They may not encounter them for the time of even a hundred thousand world-cycles. They may not get the opportunity of hearing of a Buddha's teachings even once while an infinite number of world-cycles elapse. The number of existences and world-cycles in which beings have been afflicted by evil and error predominate. Hence, in the mental make-up of a being, there is always an infinite number of unwholesome actions (akusala-kamma) that can result in its falling into a world of utmost torment (avici-niraya), or in being reborn in other worlds of woe.

Ego-delusion is the foremost of the unwholesome kamma of old and accompanies beings incessantly. As long as personality-belief exists, these old unwholesome actions are fiery and full of strength. Though beings may be enjoying happiness and splendour as deities, as divine rulers (Sakka) or in the fine-material or immaterial Brahma worlds, yet they necessarily exist, as it were, with their heads forever turned towards the four worlds of woe (apaaya).

Palm fruits in a palm grove have an ever-existing tendency to fall to the ground, even though they may be attached to the very top of a palm tree. So long as the stalks are firm the fruits will remain on the tree; but as soon as the stalks weaken they will inevitably fall to the ground. In the same way, deities and Brahma gods afflicted with ego-delusion will be able to exist in their respective worlds only as long as the "stalks" of vital life force as deities and Brahmas remain intact. But when these "stalks" of vital life force are severed, they inevitably fall into worlds below, just like the palm fruits. This happens because personality-belief, which is ever present in the mental make-up of a being, is a great burden — heavier than even the Mount Meru — inasmuch as personality-belief gathers in its fold an infinite number of unwholesome kamma accumulated in the past.

Thus beings who harbor within themselves this personality-belief are continually under pressure to gradually descend or directly to fall towards the worlds of woe although they may be living in the highest of the Brahma worlds. The cases of beings living in the lower Brahma worlds or in the celestial or human world, are much worse and need no further comment. Although such beings may exist as the rulers of Brahma worlds or of celestial worlds, yet their mental makeup contains, ready-made, the eight great hells, the lesser hells, the worlds of ghosts and demons and the animal realm. It is because these beings do not know that the tendency towards those misery-filled lower realms is always present in their mental make-up, that the Brahma kings and divine kings can afford to derive pleasure and enjoyment from their form of existence.

But all the old unwholesome actions that have accompanied beings throughout the long and beginningless round of rebirths, will be extinguished completely when their head and chief, personality-belief (sakkaaya-di.t.thi), has been made to disappear entirely.

Apart from that old unwholesome kamma that had accompanied beings since time immemorial, even in the case of the numerous unwholesome actions committed in the present existence (such as killing or stealing), their (rebirth-producing) tendencies entirely disappear as soon as their head and chief, the personality-belief, becomes completely extinguished. For such beings there may remain occasion to fear affliction by vermin, but there no longer remains any occasion for them to fear the resultants of the infinite number of past unwholesome actions.[1]

Beings whose mental make-up is entirely freed from personality-belief have, as it were, their heads turned towards the higher planes of the celestial and Brahma worlds even though they may be living in the human world. And if living in the lower celestial and Brahma realms, their heads are always turned towards the higher planes of those worlds. They resemble the vapors that invariably rise upwards from forests and mountains during the latter part of the rainy season.

This shows the greatness of the advantages arising from the extinction of personality-belief as far as relating to past kamma.

Anattaa Realization and Future Kamma

Human beings, deities and Brahmas, who have personality-belief in their mental make-up, may be good and virtuous beings today, but any time later they may commit an unlimited number of evil deeds, even grave offences like matricide, parricide, killing of arahants, etc.; and this may happen to them tomorrow or the day after, next month or next year, or in following existences. Today they may be devotees within the fold of the Buddha's Dispensation, while tomorrow or the day after, etc., they may be outside its pale or even become enemies and destroyers of the Buddha Saasana.

Those beings however, human or divine, who well perceive the characteristic of not-self (anattaa) and thus have entirely extirpated personality-belief from their mental make-up, will cease to commit evil deeds and other unwholesome kamma even in their dreams, although they may continue to circle in sa"msaara for many more lives to come. From the day of freeing themselves from personality-belief until their final existence before their attainment of Nibbaana, they will always remain within the fold of the Buddha's Dispensation, wherever they are reborn. They will never appear in a form of existence or in a world where the Buddha's Dispensation is absent.

This shows the greatness of the advantages arising from the extinction of personality-belief as far as relating to future kamma.

How Past Kamma Becomes Inoperative

How the innumerable unwholesome karmic actions of the past become inoperative[2] at the moment when personality-belief is extinguished, may be illustrated as follows:

In a string of beads where a great number of beads are strung together by a strong silk thread, if one bead is pulled all the others will follow the one that is pulled. But if the silk thread is cut or removed, pulling one of the beads will not disturb the other beads because there is no longer any attachment between them.

Similarly, a being that possesses personality-belief harbors a strong attachment to the series of the aggregates (khandha) arisen during past existences and past world cycles, and transforms them into an ego. Thinking, "In the past I have often been a human being, a deity, or a Brahmaa," he acquires the thread that is personality-belief. It is thus that the innumerable unwholesome karmic actions of the past which have not yet produced resultants, will accompany that being wherever he may be reborn. These unwholesome actions of the past resemble beads that are strung and bound together by a strong thread.

Beings, however, who clearly perceive the characteristic of not-self and have rid themselves of personality-belief, will perceive that the bodily and mental aggregates that arise and disappear even within the short period of one sitting, do so as separate phenomena and not as a closely interlinked continuum. The concept of "my self" which is like the thread, is no longer present. Those bodily and mental processes appear to them like the beads from which the thread has been removed. They clearly perceive that the unwholesome actions of the past committed by them, are not "persons" nor "beings" not an "I" nor "my actions," but that they arise and disappear in an instant. That is why that past unwholesome kamma disappears as soon as personality-belief disappears.

It should be known, however, that only unwholesome (akusala) kamma disappears. Wholesome (kusala) kamma of the past does not disappear through the mere disappearance of personality-belief. It is only when the stage of the path of sainthood (arahatta-magga) is reached and when craving (ta.nhaa) is completely eradicated that wholesome kamma of the past becomes inoperative.

The Evil of Personality Belief

Personality-belief is an evil that is extremely deep-rooted and far-reaching.

A person who commits an evil deed and thus becomes extremely agitated and worried over the prospect of being reborn in states of woe, transforms that evil deed of his into a "self" (attaa) and becomes greatly distressed by such firmly held thoughts as, "I have done wrong. I have gravely erred." But if that being fully comprehends and realizes the characteristic of not-self and thereby can abolish attachment to such thoughts as, "I have gravely erred," that kamma (unless it is a weighty one) will no longer have the power of producing resultants (in a future rebirth) so far as that being is concerned. But, generally, beings do not discard their attachment to such thoughts.

Although that kamma does not, as it were, desire to accompany that being nor to produce resultants, yet it is forced to do so by the fact that being takes possession of it by harboring such thoughts as, "I myself have committed that deed. It is my kamma." Because of this forcible possessive act that kamma is obliged to produce its resultants. To this extent are beings possessing personality-belief deluded and erring in their ways.

It is the same in the case of unwholesome kamma of the past that remains operative. It is because of the forcible possessive act of personality-belief that this kamma accompanies beings throughout their samsaric wanderings and will produce its resultants in due course.

Beings find that they cannot discard their unwholesome actions though being oppressed by their resultants, and suffering great privations in the process. They think, "I have committed those evil deeds," and thus (identifying themselves with them) they take, as it were, possession of them. Thus these unwholesome actions cannot help to produce resultants and continue to do so, disabling those beings to achieve release. To this extent, personality-belief is profoundly evil and erroneous.

Beings are very much afraid of the dangers of disease, old age, and death. But, through harboring such fear, they become attached to the past incidents of disease, old age, and death by identifying themselves with those experiences in the thought, "For a long time in the past I have suffered these ills." Thus they find it impossible to relinquish even such fearsome phenomena. Hence these phenomena of disease, old age, and death continue to accompany them, as it were, against their own will, and continue to cause oppression. To this extent, too, is personality-belief profoundly evil and erroneous.

In this present existence, too, when external and internal dangers are encountered or disease and ailments occur, beings attach themselves to them through such thoughts as, "I feel pain; I feel hurt," and thus take a possessive attitude towards them. This becomes an act of bondage that later may obstruct beings from ridding themselves of those diseases, ailments, and dangers. Because this bondage through personality-belief is so strong, beings have often found those diseases, ailments, or dangers to be their inseparable companions through many existences up to the present day. Thus, personality creates a possessive attachment even to diseases, ailments, and dangers though these are so greatly oppressive.

Also fears of encountering disease, ailments, and dangers in future, will produce such a bondage. And as long as there is personality-belief, beings will certainly meet such eventualities also in future.

This is a brief description of how personality-belief is profoundly evil and erroneous.

Superficial and Deep Attachment

The attachments of craving (ta.nhaa) and conceit (maana) are not necessarily attachments of wrong views (di.t.thi). Craving develops an attachment for all the (physical and mental) phenomena in the three spheres of existence, in the form, "It is my property." Conceit develops a proud attachment for them in the form, "It is I who owns it" or "It is I who has those great qualities." In the case of beings who have personality-belief, craving and conceit follow the lead given by personality-belief. In the case of stream-winners, once-returners, and non-returners who have eliminated personality-belief, craving and conceit follow the distortion of perception (sa~n~naa-vipallaasa) and the distortion of consciousness (citta-vipallaasa). The attachments produced by these distortions are superficial; but those produced by personality-belief are deep.

This ends the description how unwholesome actions of the past totally cease with the disappearance of personality-belief.

Is There a Self or Not?  

The Search for a Self or Soul  

Chas. F. Knight

In the Sa"muytta-Nikaaya is the story of Vacchagotta the Wanderer, the man who was concerned with the existence or non-existence of his "self."

In the Digha-Nikaaya is the story of Po.t.thapaada, an inveterate asker of questions, in search of a "soul."

It is of interest to note the different response these two inquirers received from the Buddha. Vacchagotta's questions remained unanswered, while Po.t.thapaada's doctrinal questions were discussed and answered in full.

Both of these inquirers have their counterparts in the West today — those who are concerned with a "self," and those who are concerned with a "soul." While the two terms self and soul are often used as synonyms and interchangeable, I think that those who use them in reference to themselves have a differential conception of the two words. The seeker for a "self" is more concerned with the preservation of his ego in the here and now, whereas the would-be possessor of a "soul" is perturbed as to survival after death. It is empiric that the protagonists of the self theory, or concept, are by nature extrovert and egotistic. On the other hand, those who most ardently cling to the soul concept, are less concerned with asserting themselves before others, but are concerned mainly with their inmost nature — natural introverts. Yet these too in their quiet way are also egotistical, in that they desire to preserve their "identity."

While the Asian Buddhist world unanimously accepts and adheres to the doctrine of anatta — the absence of an abiding and stable entity — it is by no means uncommon to find nominal "Buddhists" in the West who are unable to shake off 2000 years of indoctrination of the "soul" concept, and, as a consequence, bring to their "Buddhism" preconceived views, often bolstered up by a syncretic admixture of other Indian beliefs.

The story of Vacchagotta precedes this article. His questions are akin to asking a man if he has stopped beating his wife. The man may have not have lifted his hand against her at any time, but if he answers "Yes," the inference is that he had previously beaten her. If he answers "No," the inference is that he still beats her. Had the Buddha agreed that Vacchagotta had a self, for the Buddha did not deny the existence of phenomenon, Vacchagotta could have taken it as a confirmation of the brahmin belief in an eternal atman, or spark of the Divine to survive after death. Had the Buddha agreed that there was not a "self" in the ultimate sense, Vacchagotta could have taken the reply as an endorsement of the view held by the annihilationists — that nothing survived after death. Vacchagotta was not asking questions idly, but this was an occasion on which confusion could have arisen, and so the Buddha maintained the noble silence and left Vacchagotta to ponder further on the point that was bothering him. He still had not grasped the higher truths of karma and aniccaa under which the conventional "self" is but a momentary manifestation of ever-changing components to be cast aside at death, and without a stable entity to be carried forward to a new birth. Later, Vacchagotta did grasp these truths, and he finally became one of the arahants.

Those who are fond of quoting this dialogue between the Buddha and Vacchagotta to support their theory of a soul seldom, if ever, go on to the Buddha's final explanation to Aananda which closes the passage, and which, incidentally displays one of those flashes of the Buddha's humor that peeps out here and there in his dealings with inquirers. It would be stretching the argument beyond reason to presume that the Buddha was not capable or not inclined to make an assertion on the "soul" if it really existed, in the light of his many expositions of its non-existence. The commentator, Kumaralabdha, quoted by Dr. Malalasekera in the Encyclopaedia of Buddhism, puts it in a nutshell:

For our purpose we can dismiss the "self" seekers, for while they insist on having a "self" to satisfy their ego, many of them give at least lip-service to the anattaa doctrine. They have their "self" that thinks, writes, or teaches, to present to the world. They have their "self" that strives to lift the "self" still higher in man's estimation, till it equals or becomes part of the "SELF," and some go on to the "Overself," or Godhead by another name. These people see themselves as gods in the making, and their word is final — so far as they are concerned. Their concepts are usually derived via Theosophy from pre-Buddhistic Brahmanism, even though they may call themselves "Buddhists." Brahman, the First Cause, or Great SELF, was personified as Brahma the Creator, the Self, and all beings were, or had in them, a spark of the Divine, a lesser self, which was still essentially of the same substance as the Great SELF, to which it eventually returned when purified by rites and ceremonies.

On the question of a "soul," Po.t.thapaada and his friends were discussing the importance of consciousness, its arising and its ceasing. One had put forward the theory that:

This was rejected by a second speaker who protested:

Seeing the Buddha approaching they decided to ask his opinion on the matter, and Po.t.thapaada outlines the pith of their discussion and the various arguments that have been put forward.

The Buddha refuted the former view by stating that it was precisely through a reason, by means of a cause, that states of consciousness come and go. "By training some states of consciousness arise. By training others pass away." Through training one sort of consciousness arises, and through training another passes away.

The Buddha illustrates his meaning by a lengthy discourse on training, showing the causal origination of consciousness as a consequence. He then goes on to the cessation of consciousness dependent on the cessation of ideas as the adept in meditative practices achieves the various trance states of the jhaanas.

The first proposition of the independent arising of ideas leading to consciousness having thus been disposed of by the Buddha, Po.t.thapaada admits to not having heard this explained before, "but I now understand what you say." He then proceeds to the second opinion that had been expressed by his fellow mendicants:

"But what then, Po.t.thapaada? Do you really fall back on the soul?" queries the Buddha.

Po.t.thapaada replies that he takes for granted the existence of a soul of some kind. Maybe a material soul, he suggests tentatively, but without much conviction. Failing that, what about a soul the exact copy of the body, but so subtle in texture that it could only be described as being "made of mind." No? Well then a soul without form, and made of consciousness.

To all of these suggestions the Buddha has but one reply. Suppose you did have a soul conforming to any of these descriptions, still some ideas, some states of consciousness, would arise to the man, and others would pass away, so "you can see how consciousness must be one thing, and the soul would be another."

However Po.t.thapaada was still not convinced that he was totally lacking in a soul. On that point he had a closed mind as is shown by his next question. He does not ask: "Is there, or is there not, a soul?," but is it possible for him to ever understand what the soul is.

The Buddha's reply to Po.t.thapaada is equally applicable to the "soul-seekers" of today; those who accept the Buddha's teachings with reservations — the right to reject what does not fit in with their preconceived notions, beliefs, and views.

Po.t.thapaada abandons his search for a definition of his soul, to which he still clings, and changes the subject by propounding ten questions on the imponderables. The Buddha bears patiently with him, and in answer to each question replies it is not a matter on which he had expressed an opinion, for such questions were not calculated to profit, were not concerned with his Dhamma, nor to the attainment of Nirvana.

But Po.t.thapaada has not exhausted his propensity for asking questions.

The Buddha departed with dignity, while Po.t.thapaada was subjected to the jeers and sarcasm of his fellow mendicants for having failed to obtain the answers to his later questions.

It is worthy of note that to the doctrinal questions the Buddha gave serious and ample replies, sufficient to remove any reasonable grounds for differing from the Dhamma he taught, but he refused to be drawn into any discussion that could not lead to finality, such matters being outside of the Dhamma taught by him.

The Buddha taught his doctrine of "soullessness" — anattaa — in two ways, and by two methods demonstrated its truth and necessity if the major purpose of his teachings was to be accomplished — the cessation of Dukkha. One was by the analysis of constituents of "personality," the other was that any belief in a permanent "self" would conflict with the causal law, and so deny the possibility of escape from the wheel of becoming.

In regard to the analysis of personality, there are so many passages that deal with this method that lack of space prevents more than a passing mention of them. Those who wish to clarify their thinking on this point will have no difficulty in finding them. The most common formula is to proceed with those who regard body as the self, or the self as being in the body; so with feelings, with perception, with activities, with consciousness. Such ones become obsessed with the idea, "I am the body. The body is mine," or "I feel, I perceive, or there are activities, I am conscious." "Feeling is mine, perception is mine, activities are mine, consciousness is mine." But when these change and alter, owing to their unstable nature, then arises sorrow, woe, and grief, due to their impermanence and instability.

In SN 3.147, prior to an analysis as above, a certain one asked of the Buddha:

We have on previous occasions written that no one doctrine taught by the Buddha stands in isolation from any other or all of them. The Buddha's reply to Po.t.thapaada quoted above as to what he expounded is the key to them all, and the connecting link between them — Dukkha, its origin, its cessation, and the way to its cessation — was the Buddha's only concern. All his doctrinal dissertations climaxed in moral perfection as the way to Dukkha's ceasing. The purpose of the analysis in expounding the anatta doctrine is to understand the functioning and the impermanence of the five aggregates that constitute the phenomenal "person." If this be accomplished, the major delusion of a "self" that obsesses mankind generally will be eliminated. With the elimination of this illusory "self," the root-cause of our unhappiness is eliminated. The eternal thirst to satisfy its demands, the grasping after sense-pleasures to please it, the clinging to phenomena that must fade and die, is the source of Dukkha. So the doctrine of Anattaa becomes a coordinating link with all other doctrines leading to the ethical life, and sorrow's ending.

— From Metta, Vol. 10, No. 2 (1968).

Personality  

It is in vain that we return to the places that once we loved. We shall never see them again because they were situated not in Space but in Time, and because the man who tries to rediscover them is no longer the child or the youth who decked them with the fervour of his emotions.

The classic philosopher assumes that "our personality is built about a hard and changeless core, is a sort of spiritual statue" which stands like a rock against the assaults of the external world. Such is man as viewed by Plutarch, by Moliere, and even by Balzac. But Proust shows us that the individual, plunged in Time, disintegrates. The day comes when nothing at all remains of the man who once loved, who once made a revolution. "My life, as I saw it, " wrote Marcel Proust, "presented me with the spectacle of a succession of periods so occurring that, but for a brief space of time, nothing of that which had been one's sustaining force continued to exist at all in that which followed it. I saw human life as a complex from which the support of an individual, identical, and permanent 'self' was so conspicuously absent, was something so useless for the future, so far extended into the past, that death might just as well intervene at this point or that; because it could never mark a conclusion that was other than arbitrary..."

The successive "selves" are so different from one another that each ought, really, to have a different name.

— from The Quest For Proust
Andre Maurois, Ch. 6.

Soul and Substance  

by William Gilbert

An electric light bulb has burned out. This small incandescent bulb that shone so brightly is now dark: it will never shed light again; it will no longer turn darkness into daylight in the nighttime. In its useless state it will nevermore be able to shine forth its miraculous rays to enable us to read and to see the other people and objects that surround us. There it hangs in its socket. It cannot respond to our command to render service, it is lifeless, it is dead.

What do we do? Replace the bulb with another one, of course! The used bulb that is no longer a part of life is consigned to the trash can but the living force, the electricity that gave it life now courses through the new bulb that now hangs in the socket. Light and life go on. The discarded light bulb has not been able to take along the life that flowed through it to its final resting place.

So it is with our life. It is one and indivisible although its ever changing forms are innumerable and perishable. There is in truth no death although every form must die. We cannot permanently possess the life that flows through us any more than the electric light bulb can own the current that gave it light. Life alone is continuous ever seeking self-expression in new forms.

So it is with what we call the soul. There is no substantial categorical entity as a soul which belongs to us, and only to us, in death as it did in life. A human individual is composed of psychological elements and a physical body. It is consciousness which unifies the individual. This relationship between consciousness and the psycho-physical existence often gives rise to the egocentric belief that we possess an immortal unchanging soul, the destiny of which may be eternal happiness or eternal misery according to the deeds of the personality it inhabits. Unfortunately this idea is so deep-rooted in Western man, so near and dear to him that he naturally experiences great difficulty in understanding any teaching contrary to this established notion.

Buddhism stands unique in the history of human thought in denying the existence of such a separative soul, self or aatman. According to the teachings of the Buddha, the idea of self is an imaginary false belief which has no corresponding reality and produces harmful thoughts of "me" and "mine." Buddhism insists that the soul is not a rigid unchanging entity but a living evolving organism. The soul, as Buddhists understand it, is an ever growing, changing bundle of attributes or characteristics, forming our character and personality. All of these manifested things, when analyzed are found to lack continuous form or unchanging substance. In reality there is nothing infinite apart from finite things. Whatever exists is in a constant state of flux, through and through, like the flame of the lamp, and all existence is in a process which continues to constantly renew itself.

Our mind and its thoughts is essentially a stream of consciousness. Thought, however, is not simply a physiological function but a kind of energy, something like electricity. We should therefore strive to translate and activate this thought energy in the world we live in, the life we live, in this existence where the illusion of the separative self and the unchanging permanent soul can be forever eliminated, no longer causing us to cling to forms that lack reality and substance. The bonds of selfhood are then broken. New vistas appear before us. A clearer unclouded understanding of the living forces of life is now ours.

— from Suchness, April 1966.

The Unique Gateway  

Extracts from Tattva-Sa"mgraha, "The Compendium of Truth"

by Saantaraksita, and the Commentary by Kamalasila

Introductory Note

Saantaraksita (also called Saantiraksita) was born in a royal family in India, in the 8^th century C.E. He was one of the greatest Buddhist philosophers of his time and a chancellor of the famous Naalanda University. His main opus, the Tattva-Sa"mgraha, is a monumental work of philosophical criticism, comprising no less than 3,646 stanzas. A very voluminous commentary on it, written by his pupil Kamalasila, is likewise a work of great philosophical and critical acumen. Both stanzas and commentary are extant in their Sanskrit original (discovered by G. Buehler in 1873) and in a Tibetan translation. The Sanskrit text of both, in Devanaagari script, was published in 1929 in the Gaekward's Oriental Series, in two volumes. In the same series a complete English translation of stanzas and commentary by Dr. Ganganath Jha, appeared in 1937 and 1939, likewise in two volumes of together 1,613 pages. The following extracts have been taken from that translation, with some necessary changes, chiefly in Buddhist terminology, which were made after consulting the Sanskrit original. A few more extracts had been published earlier in Buddhism and God Idea (The Wheel No. 47).

It is difficult to identify Saantaraksita's philosophical position with any of the contemporary schools since his work shows features of Madhyamika, Vij~naa.navaada as well as Sautrantika thought (the latter being a so-called Hinayaana school). Probably Saantaraksita took an independent and eclectic position of his own. His work and thought is still in need of careful research before it can be evaluated as it deserves it.

Saantaraksita's life had also an active side: together with Padmasambhava, he founded the first monastery in Tibet, Samye, and had visited Tibet once before.

— Nyanaponika Thera

Commentary. The doctrine of No-soul (nairaatmya) is called the Gateway to the Highest Good because it is the means of entering Nirvana; it is Nirvana that is meant by the term "Highest Good" (sivam). This doctrine causes fright (bhayankaram) in those who uphold wrong beliefs, as for instance the soul-belief (aatma-drs.ti), and are attached to unrealistic views. As it was said, "The foolish man is always beset with such fears as 'I am not, I may cease to exist, naught is mine, nothing shall be mine'; but in the wise (such) fear has ceased."

Commentary. — It is, indeed, omniscience that follows from the removal of the hindrance (caused) by the defilements and by cognizable things (kles'a-j~neyaavara.na). It is because these very defilements, i.e., greed, hate, etc., obstruct an understanding of the real nature of things, that one speaks of the hindrance consisting in the defilements. Though things are perceived, the lack of capacity to discern them in all their aspects as to whether they are to be rejected or accepted, and also the incapacity to conduct oneself (in accordance with that discernment) — this is the hindrance in regard to cognizables. Of these two, the hindrance caused by defilements is removed by the direct experience (or confrontation; pratyaksaakara.na) of Soullessness (nairaatmya). The hindrance in regard to cognizables is removed by the dedicated, constant and long-continued absorption of that very doctrine of Soullessness.[1]

All these defilements as greed, hatred and the rest, have their root in the wrong notion of a soul (or self). They do not arise from external things; because, even, when the external thing is there the said defilements will not appear without unwise attention to them (ayonisau-manascchaaskaaram; Pali: ayoniso manasikaara); and conversely, even when there is no external thing, the defilements will appear when there is a (mental) confrontation with unwise imaginings. Thus, when presence and absence of one thing do not follow the presence and absence of another, the latter cannot be the cause of the former; if it were so, there would be incongruities.

Defilements really proceed from the unrealistic notion of a self (Soul). For instance, unless one seizes upon the notion of "I," one cannot have self-love. Nor can love arise for objects taken as self or self's property, unless one seizes upon the notion of "mine" and on what is conducive to the arising of pleasure to oneself. Likewise, hatred towards anything does not appear unless one seizes upon objects as being repulsive (and hostile) to (what one takes to be) one's self and self's property because there cannot be hatred against what is not harmful to one's self and its property, nor against what removes that harm.

From all this it is clear that it is the notion of a soul or self, produced from time beginningless by a repeated habituation to one's (varying) nature, which generates the grip on (what is regarded as) self's property. These two produce self-love, which again generates hate and other defilements. From this concatenation it is abundantly clear that the defilements have their root in the clinging to self and its property originating from an excessive habituation to the notion of a self or soul.

Contrary to this idea of soul or self is the idea of no-soul or not-self, because the latter rests upon a mode (of thinking) quite the reverse of the former. It is incompatible too that both these ideas — of Soul and No-soul — should be identical or co-exist in the same (thought-) continuity; because they are as contrary to each other as the notions of "serpent" and "rope" applied to the same object. Thus the doctrine of No-soul being contrary to the doctrine of Soul, it becomes contrary to — incompatible with — the defilements, too, i.e. greed, hatred and the rest. Consequently, when the doctrine of No-soul, being incompatible with all defects and aberrations, has been directly experienced, then its contrary — i.e., the whole host of defilements as greed, etc. — cannot obtain any footing; just as darkness ceases in a place flooded with light. It is in that way that the hindrance caused by defilements is eliminated by the realization of the doctrine of No-soul.

But if it were impossible for the idea of No-soul to appear in the (thought-) continuity of a man whose defilements have not been destroyed, then there would be no room at all for the arising of an understanding of No-soul. It is however, a matter of common experience that the idea of No-soul presents itself before all men. And if it is meditated upon it is capable of reaching great intensity, just as the (lustful) thought about a young woman. Subsequently it becomes as obvious as if one were to observe a directly perceived thing. How then can it be impossible for the idea of No-soul to arise in the minds of men?

The host of defilements, even in their most blatant forms, are unable to shake the strength of the doctrine of No-Soul. Because being due to adventitious causes, the defilements are never very firm. On the other hand, as to the idea of No-Soul, it forms the very nature of things and is also helped by the means of cognition (pramaa.na); hence it is strong and firm.

It has been argued that even for those who have cognised the doctrine of No-Soul through inference (anumaana), the defilements, as greed etc., do appear. — But this (objection) is not conclusive; because it is the knowledge acquired by meditation (bhaavanaa-maya) which, through its clarity and distinctness, directly envisages soul-less (impersonal) things in a non-conceptual way; and having as its object well-ascertained things, it is not erroneous. It is such an understanding of No-Soul that can entirely uproot the notion of a Soul (or Self) and has, on that account, been described (in the stanza commented upon) as being opposed to it. This knowledge is not of the kind derived from study and reflective thought (s'ruta-cintaa-maya).

Commentary. It is accepted that liberation consists in the absolute cessation of the series of rebirths. But the only means of attaining this consists in the teachings of the Blessed Lord, as it is only here, and nowhere else, that we have the doctrine of No-Soul, which is the sole destroyer of defilements that are the source of rebirth. All other philosophers are wedded to the false doctrine of a Soul. Thus it is the word of the Blessed Lord alone which, as being the means of obtaining the highest good, can be the indicator of Dharma; hence it is this teaching alone that should be depended upon by all who seek their own welfare. — Such is the purport of the whole text...

It might be argued that "the Yogin does abrogate it." But if the Soul were to be abrogated, it could be repudiated only in the words "it does not exist," as otherwise there would be no point in repudiating it. Because if, after having accepted the concept of a Soul, one were to repudiate it as the "source of pain," then such repudiation would be useless, because the repudiation of a thing is done for the purpose of abandoning it; and no abandoning would be possible of what one regards as being one's ever-lasting Self; hence that repudiation would be useless. Nor can those other philosophers repudiate the Soul as being non-existent; because, having regarded it as existent, if they now regard it as non-existent, this would mean a complete volte-face on their part.

Anattaa According to the Theravaada  

by Ñanamoli Thera

Anattaa is the last of the three characteristics (ti-lakkha.na) or general characteristics (saama~n~na-lakkha.na). Like the teaching of the four Noble Truths, it is the "teaching peculiar to Buddhas" (buddhaanam saamukka"msikaa desanaa: M. 56/vol. i. 380).

The most usual English rendering, which will be employed here, is "not-self" (or "not self"), though the words "soulless," "egoless," and "impersonal" are often used for it. (The rendering "Self" with a capital is not justified owing to the absence of capitals in Indian alphabets.)

Derivation and Usage

Etymologically anattaa (adj. or n.) consists of the negative prefix an- plus attaa (cf. Vedic Sanskrit aatman). There are two main Pali forms of the word, namely, attaa (instr. attanaa) and atta (instr. attena). Neither form seems to be used in the plural in the Tipi.taka, the singular form being used with a plural verb subject. There is also a rare subsidiary form, namely, atumo (e.g., Sn. 782; Nd 1, 60; A. III, 99/1, 249 (appaatumo) and tumo (e.g., Sn. 890).

As principal Tipi.taka (and Commentary) uses of the very commonly employed attaa and atta the following five types of examples may be cited.

1. as "one-self" in the more or less colloquial sense: e.g., attaa hi atatno naatho (Dh. XII, 4/v. 160), attanaa va kata"m paapa"m (Dh. XII, 5/v. 161), attaanu"m na dade poso (S. I, 78/vol. i, 44), aha"m... parisuddhakaayakammantata"m attani samanupassamaano (M. 4/vol. i, 17), attahitaaya pa.tipanno no parahitaaya (A. IV, 95/vol. ii, 95), n'ev'ajjhagaa piyatara"m attanaa kvaci, evam piyo puthu attaa paresa"m (S. III, 8/vol. i, 75) yam hi appiyo appiyassa kareyya ta"m te attana'va attano karonti (S. III, 4/vol. i, 72-2), pahitatta (M. 4/vol. i, 22), attaanuvaada (A. IV, 121/ vol. ii, 121), attakilamathaanuyoga (S. LVI, 11/vol. v, 421), attadiipa (D. 16/vol. ii, 100), attaanam gaveseyyaatha (Vin. Mv, Kh. 1), etc.;
2. as "one's own person" (including the physical and mental body): attapa.tilabha (D. 9/vol. i, 195), attabhaava (A. III, 125/vol. i, 279; D. 33/vol. iii, 231; Dhs. 597); appaatumo and mahattaa (A. III, 99/vol. i, 249), brahmabhutena attanaa viharati (M. 51/vol. i, 349), paccatta"m ajjhatta"m (M. 28/vol. i, 185; for four kinds of ajjhatta see DhsA. 46);
3. self as a "subtle metaphysical entity" (always repudiated as unidentifiable and undiscoverable): atthi me attaa (M. 2/vol. i, 8), ruupa"m attato samanupassati (M. 44/vol. i, 300), attaanudi.t.thi (D. 15/vol. ii, 22), attavaadupaadaana (M. 11/vol. i, 66), su~n~nam idam attena vaa attaniyena vaa (M. 106/ vol. ii, 263), rupam bhikkhave anattaa (S. XXII, 59/vol. iii, 66), etc.;
4. enclitic -atta in the sense of "-ness": socitattam (D. 22/vol. ii, 306);
5. confusion with atta as pp. of odaadati and niratta as pp. of nirassati: attamano (M. 2/vol. i, 12) explained as sakamano (DA, i, 155), attam nirattam (Sn. vv. 787, 858, 919, and 1098 commented on as a pun at Mahaaniddesa pp. 82 = 248 = 352 and by Paramatthajotikaa (Hewavitarne ed.) pp. 422, 476).

Attaa

The first two senses of attaa distinguished above may be assumed to have been ordinary usage and no subject of disagreement between the Buddha and his opponents (se D. 9, cited below). The last two are of minor import and need not concern us beyond noting them. The characteristic of Not-self (anatta-lakkha.na) deals with the third, the unidentifiable entity that is conceived and sought and made the subject of a certain class of views, namely, self-views (attaanudi.t.thi).

Many suttas classify the conflicting notions of the nature of self held by opponents of the Buddha. It could be, and apparently was, for instance, claimed that it had materiality, or was immaterial; or both, or neither; was percipient of oneness, or of plurality, or of the limited or of the measureless; was eternal, or uneternal, or both, or neither; had only pleasure, or only pain, or both or neither; each of these theories being maintained by its propounder as "the only truth and all else wrong" (M. 102, etc.). Or else it could be described as having materiality either limited or infinite, or as immaterial and either limited or infinite. And then whichever of these four is adopted, it may be seen as such now, or due to be such (upon rebirth), or in this way "Though it is not yet real, still I shall contrive for its reality" (D. 15/vol. ii. 64). All these rationalized views (di.t.thi) stem from uncritical acceptance or overlooking of an underlying tendency (anusaya), or fetter (sa"myo jana) — a natural predisposition — to regard, to identify, some aspect or other, in the situation of perceiving a percept, as "this is mine" or "this is what I am" or "this is my self" (e.g. M. 22). These two levels — the self-view and the I-sense — are respectively what are called the "(lower or immediate) fetter of views" (di.t.thi-sa"myo jana) and the "(higher or remoter) fetter of conceit" (maana-sa"myo jana). The first is abandoned with the attainment of the first stage of realization (the path of stream-entry) while the second is abandoned only with the fourth and final stage (the path of arahantship: see D. 33). It may be noted here in parenthesis that the rendering of maana by "pride," though not wrong, severs the semantic relationship with ma~n~nati and ma~n~nanaa, which it is most important to preserve intact for the understanding of this situation.

The overlooked fundamental conceit "I am" (asmi-maana) — a mirage that, in the act of perceiving, is conceived will fulfil its counterpart, the intuitive sense of lack, which is craving — in the basic ontological structure of ordinary perception provokes the ordinary man with no knowledge of the Buddha's teaching to indulge in uncritical speculation about what this may be that "I am," and consequently to build up self-theories. He perceives (sa~njaanaati): but the very act of his perceiving is tendentious so that he simultaneously conceives (ma~n~nati) his percepts with an I-tendency. But a stream-enterer, who has attained the first stage of realization, has direct acquaintance (abhijanaati) where the ordinary man has perception, owing to which fact the former has the possibility of hastening his attainment of arahatship; and an arahant has no more conceivings (ma~n~nanaa) at all. So long as a man leaves intact this fundamental tendency to conceive in the very act of perceiving, accompanied by the tendency to formulate views, he will look for answers to the questions that these two tendencies together prompt him to ask, and he will invent them and try to prove them:

In assuming that "I was" etc. cannot be analyzed, all these philosophical systems attempt to settle with unilateral certainty the dialectic questions "what was I?" and the rest and to dispose of them on an inadequate ontological basis of self-identity without querying how the questions come to be put in the first place or what is the structural nature of being. But any one answer, "I am this" cannot as it happens be decisively established over its contrary opposite, though it can be fortified by arguments, more or less logical or emotional, introducing "my self" and defining relations between it and what it is considered not to be, endowing it then with certain qualities and values and with either eternal or temporary permanence according to bent. The impossibility of establishing absolutely any one of these views as the only truth may lead to abuse and even to violence in the end, since it is often thought important to be right.

The pre-rational conceit "I am" (asmi-maana) is a "fetter but not a view" (Ps. Di.t.thikathaa/vol. i, 143). To perceive is to recognize and identify (see Vis. Ch. XIV/p. 462). In perceiving a percept the "untaught ordinary man" automatically conceives in the positional terms of "I," which then must seem involved in an I-relationship to the percept: either as identical with it, or as contained in it or as separate from it, or owning it as "mine." That relationship so conceived is relished (favored and approved) through want of full knowledge of the situation (M. 1; cf. M. 49).

The rational self-view (attaanudi.t.thi) is both a "fetter and a view." Though the conceit "I am" is normally associated with the tendency to formulate views, these views need not by any means be definitely formulated; but whenever they are, none can be specifically described without reference to the five categories affected by clinging (upaadanakkhandha: see S. XXII, 47 cited below). For that reason they can all be reduced to one of the types of what is called the "embodiment view" (sakkaya-di.tthi, from sat (or sa"m) plus kaaya = "true (or existent) body") which is set up schematically as follows: "The untaught ordinary man who disregards the ariyas... sees materiality (ruupa) as self, or self as possessed of materiality, or materiality in self, or self in materiality. [And likewise with feeling (vedanaa), perception (sa~n~naa), formations (sankhaaraa), and consciousness (vi~n~naana]" (M. 44/vol. i, 300). These four self-identifications embracing the five categories make twenty types. For each of the four basic modes of identifying, the Pa.tisambhidaamagga gives a simile as follows:

Self so viewed is then taken either as eternal thus "This is self, this the world; after death I shall be permanent, ever-lasting..." (M. 22 cited below) or as temporarily permanent but eventually annihilated, for instance; thus "As soon as this self is annihilated... that is peace..." (Iti, II. ii, 12). All possible views of whatever shade are again classified under sixty-two types in the first Sutta of the Diigha-Nikaaya called Brahmajaala Sutta or the "Divine Net." In this "net" all possible views are "caught" and so it can be seen how they come to be.

Now all these views — and all these standpoints for views (di.t.thi.t.thana) — are formed (or conditioned; sankhata) because "it is impossible that anyone shall experience (them) apart from contact (phassa)... and with contact as condition, feeling; with feeling as condition, craving (ta.nhaa); with craving as condition, clinging (upaadaana); with clinging as condition, being (bhava); with being as condition, birth; with birth as condition aging and death come to be, and also sorrow and lamentation, pain, grief and despair; that is how there is an origin to this whole aggregate-mass of suffering" (D. 1/vol. i, 43-5). The structure of the conceit "I am" and the views to which it gives rise, is, in fact nothing else than the structure of being, the structure of what is "impermanent, formed, and dependently originated." "A Tathaagata understands that thus '(These views) are formed and (consequently) gross; but there is cessation of formations: there is that.' By knowing and seeing the escape from them a Tathaagata transcends them (tad upaativatto)" (M. 102/vol. ii, 229-30).

The Buddha explains how he uses the word attaa (self) in the second sense, namely, the "person" or "individual" noted above:

It is only after this sketch of views that we can treat of the doctrine of not-self (for views in general see especially D. 1 and 2; M. 102; Di.t.thi-Sa"myutta; Ps. Di.t.thikathaa; and Vbh.)

Definitions of Anattaa

The first discourse given by the Buddha after his Enlightenment set out the Four Noble Truths. The second stated the characteristic of Not-self as follows: "Bhikkhus, materiality is not self. Were materiality self, then this materiality would not lead to affliction, and one could have it of materiality 'Let my materiality be thus, let my materiality be not thus.' And it is because materiality is not self that materiality leads to affliction and one cannot have it of materiality 'Let my materiality be thus, let my materiality be not thus' (And similarly with feeling, perception, formations, and consciousness)." The Buddha then continued:

The characteristic is stated more succinctly in this way: "The eye (ear, nose, tongue, body, and mind, and six external bases) is impermanent; what is impermanent is suffering; what is suffering is not self" (S. XXXV, 1/vol. iv, 1); or "All is not-self. And what is the all that is not self? The eye is not self..." (S. XXXV, 45/vol. iv, 28); or again "All things (dhamma) are not-self" (e.g. Dh. XX, 7/v. 279). The canonical commentary, the Pa.tisambhidaamagga, adds "Materiality (etc.) is not-self in the sense that it has no core (saara)" (Ps. ~Naanakathaa/vol. i, 37).

Aacariya Buddhagohosa's definitions are as follows: "The characteristics of impermanence and suffering are known whether Buddhas arise or not; but that of not-self is not known unless there is a Buddha;... for the knowledge of it is the province of none but a Buddha" (Aayatana Vibhanga A./VbhA. 49-50). "The Blessed One in some instances shows not-self-ness through impermanence (as in M. 148 cited below), in some through suffering (as in S. XXII, 59 cited above), and in some through both (as in S. XXII, 76 or XXXV, 1 cited above). Why is that? While impermanence and suffering are both evident, not-self is unevident" (MA. ad M. 22/vol. ii, 113); for "the characteristic of not-self seems unevident, obscure, arcane, impenetrable, hard to illustrate and hard to describe" (VbhA, 49). He distinguishes "the not-self and the characteristic of not-self... Those same five categories (which are impermanent and suffering) are not-self because of the words 'What is suffering is not self.' Why? Because there is no exercising mastery over them. The mode of insusceptibility to the exercise of mastery (avasavattana) is the characteristic of not-self" (Vis. Ch. XXI/p. 640). Again "(The eye) is not-self in the sense of insusceptibility to the exercise of mastery over it. Or alternatively, because there is no exercising of mastery over it in the following three instances, namely, 'Let it when arisen not reach presence' or 'Let it when already reached presence not age' or 'Let it when already reached aging not dissolve'; it is void of that mode of exercise of mastery, therefore it is not-self for four reasons: because it is void, because it has no owner, because it cannot be done with as one wants, and because it denies self" (VbhA. 48; cf. MA. ii, 113). The Vibhaavini-Tiikaa (commentary to the Abhidhammattha-sangaha) says "Not-self is the absence (abhaava) of self as conjectured by other teachers; that not-self as a characteristic is the characteristic of not-self."

Treatment of Anattaa in Suttas and Commentaries

What is conditioned by not-self cannot be called self:

Nor can what is possessed of rise and fall:

Craving, however, provides an emotional attachment to the survival of the personality:

Some shrink back in that way from the truth; but some go too far the other way:

But "One who has eyes sees how what is (bhuuta) has come to be, and by so doing he practices the way to dispassion (disgust) for it" (ibid.).

The Wanderer Vacchagotta, during one of his numerous visits to the Buddha, asked:

Self is conceivable only on the basis of clinging to (assuming) the five categories. But so conceived, it must always founder owing to the radical impermanence of their existence. And no other basis for it is possible since no other can be found which does not fall within them (see S. XXII, 47/vol. iii, 46 quoted below and S. XXI, 151/vol. iii, 182).

Why this characteristic is hard to see is explained in the commentaries as follows:

The Paramatthama~njuusaa further explains as follows,

The Visuddhimagga repeatedly emphasizes that no "doer" (kaaraka) is discoverable, but only "doing" (kiriyaa); Ch. XVI/p. 513; XIX/p. 602), that there is no "experiencer" (upabhu~njaka) of the fruit of action (Ch. XVII p. 555), and that there is no "one who feels" (vedaka: Ch. XVII/p. 576). The simile of the blind man able to walk who mounts on his shoulder the cripple who can see so that together they can travel as they like is used to illustrate the radical contingency of dhammas (Ch. XVIII/p. 596), and contingency also forms the subject of a verse quoted from the Mahaa-Niddesa (Vis, Ch. XX/p. 624-5).

Su~n~nataa

Voidness as "voidness in formations" (sankhaara-su~n~nataa) — for instance, the more general as void of the more particular — is exemplified in one Sutta (M. 121), and "voidness of self" (atta-su~n~nataa) in another (M. 122; see also M. 43 and 44). Voidness is variously classified in the Pa.tisambhidaamagga Su~n~nakathaa. The "void mind-deliverance" (su~n~nata-cetovimutti) is that connected with atta-su~n~nataa (M. 43).

The conceit "I am"

One discourse shows how the tendency to perceive in terms of "I" underlies theories of self:

It is this conceit that takes on the appearance of pride:

Again, when the Elder Khemaka was questioned by other elders, he said:

The Continuity of the Person

On a certain occasion it had been stated by the Buddha how, when a man knows and sees the five categories, whatever their mode, thus "this is not mine, this is not what I am, this is not by self," there come to be no more underlying tendencies to treat this body with its consciousness, and all external signs, in terms of "I" and "Mine" (ahankaara-mamankaara). Then in a certain bhikkhu's mind this thought arose "So, it seems, materiality is not self, nor are feeling, perception, formations, and consciousness. Then what self will the action done by the not-self touch?"' (M. 109/vol. iii, 18-9). He was rebuked for ignoring the Buddha's teaching of dependency. Again, when the Buddha was asked by the naked ascetic Kassapa whether suffering was of one's own making or of another's or both or neither, the Buddha replied "Do not put it like that." When asked whether there was no suffering or whether the Buddha neither knew nor saw it, the Buddha replied that there was, and that he both knew and saw it. He then said "Kassapa, if one asserts that 'He who makes (it) feels (it): being one existent from the beginning, his suffering is of his own making,' then one arrives at eternalism. But if one asserts that one makes (it), another feels (it); being one existent crushed out by feeling, his suffering is of another's making,' then one arrives at annihilationism. Instead of resorting to either extreme a Tathaagata teaches the Dhamma by the middle way (by dependent origination)" (S. XII, 17/vol. ii, 20).

Now what is called an "acquisition of self" (atta-pa.tilaabha; see end of section on Attaa, above) — in other words, the person or individuality — may be physical or mental or immaterial according to the plane of being (sensual, material, or immaterial) in which rebirth has taken place. Also from birth to birth any one kind can succeed and so must exclude any other. That being so, it cannot be successfully argued that only one of the three kinds is true and the others wrong; one can only say that the term for each one does not apply to the other two. Just as with milk from a cow, curd from milk, butter from curd, ghee from butter, and fine-extract of ghee from ghee, the term for each applies only to that and not to any of the others (but they are not disconnected). That is how there are these "worldly usages... by which a Tathaagata communicates without misapprehending (them)" (D. 9/vol. i, 201-2).

"Individual self-hood" (atta-bhaava) is what the physical body is called; or it is simply the pentad of categories, since it is actually only a descriptive device derived (upaada-pa~n~natti) upon the pentad of categories (Vis. Ch. IX/p. 310). "Here when the categories are not fully known, there is naming (abhidhaana) of them and of the consciousness as 'self,' that is, the physical body or alternatively the five categories... (it is) presence (sabbhaava) as a mere description in the case of what is called a 'being' (bhaata), though in the ultimate sense the 'being' is non-existent (avijjamaana)" (VisA. 298).

A Tathaagata is indescribable in terms of being or of consciousness:

For these and other reasons the Buddha refused to answer the "ten undecided matters" (avyaakata) ending with the four logical questions whether after death a Tathaagata is, is not, both is and is not, neither is nor is not (see, e.g.. S. XLIV; M. 72). These ten, and some others as well not answered, all contain some concealed assumption, in fact, which either of the answers, yes or no, would alike confirm.

Arguments Used Against Self-Theories.

"Self" in any form, particular or absolute, one or many, cannot be conceived apart from identification, without which no meaningful statement can be made about it... and any identification is always wrong: yena yena hi ma~n~nati tato ta"m hoti a~n~nathaa (Ud. p. 33). There are three principal types of argument used by the Buddha, with which he exposes self-theories by means of the very basis on which they are built. These are: (1) "affliction" (or insusceptibility to the exercise of mastery), (2) "impermanence" and (3) "non-existence" (of the kind postulated.)

1. If self is identified with any of the five categories indiscriminately or with, say, the eye, then since one cannot have any of these as one wishes in this way "Let it be thus, let it be not thus" one suffers affliction by it and so cannot claim to have mastery over it; consequently it cannot rightly be called "self" (M. 35).

2. If it is claimed that self is consciousness, then it can be shown that because consciousness always arises dependent on impermanent conditions, it too is impermanent (M. 38; 109). Again, if self is identified with feeling, it can be asked: With pleasant or unpleasant or neutral feeling? Whichever is admitted, then since the three kinds of feeling come and go (for when one is present the others are absent), self must come and go too. Consequently such a self is likewise untenable (D. 15).

3. If, on the other hand, it is claimed that self is "not feeling and has nothing to do with it," then it can be asked whether, where there is no feeling at all, one can say "I am," and no affirmative answer can be given (for without feeling there would be no experience on which the mirage "I am," depends). Again, if it is claimed that self, "while not feeling is not without experience of feeling since it feels and is inseparable from the idea of feeling," then it can be asked whether, if feeling altogether ceased, one could say "I am this," and no affirmative answer can be given (for without feeling there could be no means of identifying what "I am"; (D. 15).

This last argument, among others, precludes predicating attaa of nibbaana, which is called "cessation of perception and feeling" (see e.g. Iti. II, ii, 7).

The characteristic of not-self, unlike those of impermanence and suffering, does not have its opposite applied to extinction: attaa cannot be, and never is, applied to nibbaana.

Anatta as a Subject for Contemplation and Basis for Judgment

When asked how he taught his followers, the Buddha replied:

The contemplation is described as follows:

Whatever is conditioned should be judged according to its actual nature of impermanence and contingency, no matter whether even a pleasant abiding (sukha-vihaara) or a quiet abiding (santa-vihaara). "Whatever is there to be included as materiality or feeling or perception or formations or consciousness, such things (dhammaa) he sees as impermanent, as suffering, as ailment, as a cancer, as a dart, as a calamity, as an affliction, as alien, as disintegrating, as void, as not self" (M. 64/vol. i, 435; A. IV. 124/vol. ii, 128: elaborated by Ps. quoted at Vis. Ch. XX/p. 611). And again, "Whatever is not yours, abandon it. When you have abandoned it, that will be long for your welfare and happiness. What is not yours? Materiality is not yours..." (M. 22/vol. i, 140). "When a bhikkhu abides much with his mind fortified by perception of not-self in suffering, his mind is rid of conceits that treat in terms of 'I' and 'mine' this body with its consciousness, and all external signs" (A. VII, 46/vol. iv, 53). And "when a bhikkhu sees six rewards it should be enough for him to establish perception of not-self unlimitedly in all formations. What six? 'I shall be aloof (atammaya) from the world of all (from all the world); I shall be no more impeded by treating in terms of "I" and likewise of "mine"; I shall come to possess knowledge not shared (by all); and I shall see clearly causation, and also causally arisen things'" (A. VI, 104/vol. iii, 444). "When a man knows and sees the eye (etc.) as not self, his fetters come to be abolished" (S. XXXV, 55/vol. iv, 31-2) and "Perception of not-self reaches the abolition of the conceit 'I am,' which is extinction (nibbaana) here and now" (Ud. IV, i). Lastly, "It is impossible that anyone with right view should see any thing as self" (M. 115/vol. iii, 64).

The perception of not-self is the third of the "Eighteen Principal Insights" (mahaa-vipassanaa; see article Anicca), of which the Visuddhi magga says "One who maintains in being the contemplation of not-self abandons perception of self" and "contemplation of not-self and contemplation of voidness are one in meaning and only the letter is different" (Vis. Ch. XX/p. 628) since "one who maintains in being the contemplation of not-self abandons misinterpreting (abhinivesa)." On the development of the contemplation of not-self based on rise and fall given in the Visuddhimagga (Ch. XXI) see article Anicca.

The Pa.tisambhidaamagga connects this contemplation specially with the faculty of understanding (pa~n~naa), and it is there called the third "Gateway to Liberation." "When one gives attention to not-self, the understanding faculty is outstanding" (see article Anicca).